Opposition in Chinese Thought
Bryan W. Van Norden
(version of February 11, 2003)
It is around 1200 B.C.E. We are in the royal
ancestral temple in the capital city of the Shang
Dynasty. King Wu Ding looks on as diviner Que picks
up the flat, bottom half of a carefully prepared
turtle shell. Que holds a burning stick against one
side of the shell while intoning a "charge" to the
spirits of the kings ancestors: "We will receive a
millet harvest." The shell cracks under the heat.
Que then applies the burning stick to the opposite
side of the shell and intones a contradictory
"charge": "We will perhaps not receive a millet
harvest." The shell cracks again. Using the intuitive
insight that is a sign of his royal Virtue, Wu Ding
reads the cracks, and pronounces, "Auspicious! We
will receive this harvest." The royal scribes
carefully inscribe onto the shell the facts of the
prognostication, both as evidence of the kings
spiritual power, and also in case there is a need to
refer later to the results. (After all, such
ceremonies often involve performing ritual sacrifices
to appease the spirits of deceased ancestors, and the
royal house may need to know which spirits have been
angry in the past and why.) The scribes are careful
to arrange the two charges so that they are mirror
images of each other on the shell -- with one set of
columns running from right to left (as Classical
Chinese was later written), and the set on the
opposite side of the shell running from left to right.
The preceding account is an imaginative reconstruction (based on the
work of David Keightley) of some events in the
earliest Chinese dynasty we know of so far.
We can see already -- from the use of contradictory "charges"
and the mirror arrangement of the inscriptions -- the
importance of opposites in Chinese culture. However,
it is also possible to overestimate or misunderstand
the role of opposition in Chinese thought.
Consequently, we must proceed carefully.
Lets start by getting a clearer understanding of
what the different kinds of opposites are.
Contradictories are pairs like "living" and "not
living." Everything has to be either living or not
living, but nothing can be both (at least not in the
same way and at the same time). Contraries are pairs
like "right" and "wrong." Something cannot be both
right and wrong in the same respect, but it does not
have to be either: something might be morally neutral.
Some contraries, like "hot" and "cold," admit of
degrees: a cup of tea can be very hot, lukewarm, cold,
etc. Complements are much like contraries. But if
two properties are complementary for something, then
that things proper functioning depends on achieving
the right balance between them. Some philosophers
have thought that "masculine" and "feminine" are
complementary.
Can one thing ever have contradictory or contrary
properties? Aristotle greatly influenced many later
Western philosophers when he claimed "Nothing can both
be and not be at the same time in the same respect."
We might call the kind of contradiction Aristotle has
in mind here a formal contradiction. Many Chinese
thinkers seem to agree that formal contradictions do
not make any sense. It would not do, for example, for
King Wu Ding to pronounce that there both will and
will not be a millet harvest next year. Furthermore,
the following famous anecdote, told by the ancient
philosopher Han Feizi, shows that Chinese thinkers
recognized that a formal contradiction could never be
true:
There once was a man who dealt in spears and shields.
First he would praise his shields saying, "My shields
are so strong that nothing can penetrate them." Then a
moment later, he would praise his spears saying, "My
spears are so sharp that there is nothing they cannot
penetrate." A person in the crowd asked the man, "If
one were to use one of your spears to try to pierce
one of your shields, what would happen?" The man could
not answer him, because "impenetrable shields" and
"all-penetrating spears" are two claims which cannot
stand together.
To this day, the phrase for "contradiction" in Chinese
is literally "spear-shield."
But what makes formal contradictions an impossibility
is the specification that we are talking about
contradictories being present in the same thing, at
the same time, and in the same aspect or way. Some
Western philosophers (like Hegel) and many Chinese
philosophers have argued for the importance of
understanding dialectical opposition. In a
dialectical contradiction, contradictories or
contraries are present in the same thing but in
different aspects or in different ways. For example,
it might be a dialectical contradiction that Bill
Clinton both was and was not a good President. He was
not, because he foolishly made himself vulnerable to a
scandal that took time and energy away from serious
political work. But many would say that Clinton also
was a good President, because of his role in promoting
policies that led to economic prosperity. (Clinton
bashers may select an example more to their liking.)
Dialectical opposition is central to one of the most
famous Chinese classics, the Yi Jing ("Classic of
Changes," also spelled I Ching). The Yi Jing began as
a divination text that was easier to use and interpret
than the animal bones used by the Shang kings.
(Indeed, one possible meaning of "yi" is easy.) The
Yi Jing replaces a crack on a bone with a "hexagram":
a series of six lines, each of which may be broken or
unbroken. (In addition, each hexagram is composed of
two "trigrams," groups of three lines.) The following sample
hexagram (which is named bi in Chinese) happens to have all broken lines,
except for the fifth line from the bottom:
(This hexagram is, incidentally, composed of the trigram for earth
on the bottom, and the trigram for water on the top.)
When confronted with a difficult decision, a Chinese
diviner would take a group of stalks of the milfoil
herb and divide them up in a seemingly random way that
resulted in a set of numbers that determined the lines
of a hexagram. This hexagram would represent the
situation the diviner faced. Each line had to be
either broken or unbroken -- seemingly a formal
contradiction. However, the hexagram as a whole
manifests dialectical opposition, because one hexagram
can be both broken in some lines yet unbroken in
others. This allows for representations of quite
complex circumstances. Further complexity follows
from the fact that a line can be either "fixed" or
"moving." A moving line represents the potential to
shift from broken to unbroken, or vice versa.
Consequently, one had to consult not only the hexagram
one initially got, but also the hexagram(s) it might
transform into.
It seems likely that, over the years, diviners began
to record their interpretations of particular
hexagrams so as to make future divination easier.
Consequently, each hexagram has a name, and connected
with it is a "judgement," or interpretation of the
hexagram as a whole. Furthermore, there is a "line
statement" that explains the significance of each
individual line in the hexagram.
Lets look at how this works in a particular case.
In 530 B.C.E., a certain Nankuai was considering
rebelling against his ruler. He consults the Yi Jing,
and the result is the hexagram below, which is called
kun:
The judgment on this hexagram says (in part),
"originating; penetrating; advantageous; the fortitude
of a mare." The divination Nankuai performs indicates
that the fifth line from the bottom is a moving line,
so he pays special attention to the corresponding line
statement, part of which says, "Profoundly
auspicious!" Taking the divination to be favorable to
his plan, Nankuai proceeds with his rebellion, but
ends up dead. What went wrong? With its moving line,
kun would tend to transform into the hexagram, bi
(which we saw earlier). Part of the judgment on this
hexagram says, "Auspicious. But divine whether one is
originating, unremitting, and has fortitude. Then
there will be no disaster." Had the rebellious
Nankuai examined himself, he might have seen that he
lacked the qualities the Yi Jing told him would be
needed for there to be "no disaster."
Does the Yi Jing actually predict the future? It
seems hard for us today to say that it does, unless we
wish to succumb to superstition. However, the famous
psychoanalyst Carl Jung argued that faith in
scientific causality as the only mode of explanation
has been discredited. He suggested that the Yi Jing
makes use of "synchronicity," a meaningful, acausal
correlation between events that occur at the same
time.
For those who find this explanation too
metaphysically daring, Angus Graham, a brilliant
interpreter of Chinese thought, suggested that the Yi
Jing
serves to break down preconceptions by forcing the
diviner to correlate his situation with a chance
sequence of six prognostications [i.e., the line
statements]. If their meaning were unambiguous, the
overwhelming probability would be that the
prognostications would be either obviously
inapplicable or grossly misleading. Since on the
contrary the hexagrams open up an indefinite range of
patterns for correlation, in the calm of withdrawal
into sacred space and time, the effect is to free the
mind to take account of all information whether or not
it conflicts with preconceptions, awaken it to
unnoticed similarities and connexions, and guide it to
a settled decision adequate to the complexity of
factors.
In other words, Graham suggests that the Yi Jing, by
means of ambiguous but evocative statements, frees the
mind to see old situations in new ways.
Confucius is supposed to have said, "If I were given
a few more years, so that by the age of fifty I could
complete my studies of the Changes, this might enable
me to be free of major faults." However, there is
remarkably little evidence of interest in the Yi Jing
in early Confucian texts. What we do find throughout
Confucianism is a concern with achieving an ethical
mean between contraries. Thus, Confucius said,
"Acquiring virtue through use of zhong, the mean --
is this not best? And yet for some time now such
virtue has been quite hard to find among the people."
"The mean" does not refer to some sort of bland
equanimity. Rather, following the mean involves
finding the action and feeling in each specific
situation that neither falls short nor is excessive.
For example, if my pet cat dies, I should be somewhat
sad. However, to be overwrought in such a situation
would be inappropriate. The mean emotion in a
different situation may be very strong, though. Thus,
Confucius tells us that, when mourning the death of a
relative, "it is better to be overwhelmed with grief
than overly composed." Virtues are also means between
vices, which are extreme states. Thus, Confucius
warns us against cowardice by saying, "To see what is
right but not do it is to lack courage." However, he
also warns a disciple against foolhardy rashness by
saying, "A gentleman who possessed courage but lacked
a sense of rightness would create great disorder,
while a petty person who possessed courage but lacked
a sense of rightness would become a thief or a
robber."
We do not find in early Confucianism, or even in the
early portions of the Yi Jing, a worked out cosmology
of opposition. It is in the Dao de jing (Tao Te Ching) attributed
to the semi-mythical Laozi (Lao Tzu), that we find one of the
first developments of such a cosmology:
To have and to lack generate each other.
Difficult and easy give form to each other.
Long and short off-set each other.
High and low incline into each other.
Note and rhythm harmonize with each other.
Before and after follow each other.
What does this mean? Consider the following diagram:
Suppose this circle represents the universe prior to
any human distinctions. Here there is neither good
nor bad, beautiful nor ugly, easy nor difficult.
Suppose I identify something as good, though:
Notice that, by recognizing certain things as good, I
must recognize other things as bad (or, at least,
not-good). Similarly, having generates lacking
because as soon as I categorize one person as having
some good (wealth, beauty, status), I automatically
create the category of lacking by contrast, and
thereby condemn someone else to a deprived status.
What is easy gives form to what is difficult, because
my perception of some task as easy is possible only if
I contrast it with some task that I perceive as
difficult. Making these oppositional distinctions
leads to suffering and conflict. For example, I am
unhappy because I label you as "beautiful" and myself
as "ugly." One strategy that the Dao de jing offers us
for responding to this fact is to recognize the value
in the member of an opposition that is conventionally
seen as being less valuable:
In all the world, nothing is more supple or weak than water;
Yet nothing can surpass it for attacking what is stiff and strong.
And so nothing can take its place.
That the weak overcomes the strong and the supple overcomes the hard,
These are things everyone in the world knows but none can practice.
The Dao de jing also suggests that opposites are
unstable. A state characterized by one opposite tends
to transform into a state characterized by the other:
Those who stand on tiptoe cannot stand firm.
Those who are bent will be straight.
Those who are empty will be full.
Those who are worn will be renewed.
Those who have little will gain.
Those who have plenty will be confounded.
This idea came to be represented by the "Diagram of
Great Unity." We see it here (surrounded by four of
the eight trigrams) on the South Korean flag:
The "Great Unity" has become a symbol so common around
the world that it has almost lost its meaning for many
who use it, but its significance is profound. Imagine
a line sweeping from the center of the circle to the
periphery (like the second hand on a clock). The line
moves through regions dominated by one of the two
shades, but gradually the contrary shade grows until
it overwhelms the other, only to be gradually replaced
by the first shade again.
Because opposites tend to transform into one another
like this, the best strategy is often paradoxical:
What you intend to shrink, you first must stretch.
What you intend to weaken, you first must strengthen.
What you intend to abandon, your first must make flourish.
What you intend to steal from, you first must provide for.
We see this strategy employed in some of the East
Asian martial arts, such as judo, which uses an
opponents weight and force against him. We also
encountered it in the Vietnam War: the guerrillas
never won a battle, yet won the war, by making the
size and strength of the U.S. military into a
liability.
Ultimately, though, the sage attempts to completely
transcend the opposites that categorize "common
sense":
Not paying honor to the worthy leads the people to avoid contention.
Not showing reverence for precious goods leads them to not steal.
Not making a display of what is desirable leads their hearts away from chaos.
The Dao de jing is one of the most famous texts in
the world. However, cognoscenti of Chinese thought
admire the writings of Zhuangzi (Chuang Tzu, 4th century B.C.E.)
at least as much. Zhuangzi illustrates the dependence
of opposites through a homonym. In Classical Chinese,
the word shi is both the relative pronoun "this"
(as in "this and that") and is also the verb "to
regard as right." Zhuangzi notes that, when people
debate,
Each calls right what the other calls wrong and each
calls wrong what the other calls right. But if you
want to right their wrongs and wrong their rights,
its better to throw them open to the light. ...
Hence it is said, "That comes from this, and this
follows from that." This is the doctrine of the
parallel birth of "this" and "that." Even so, born
together they die together. Dying together they are
born together.
We can illustrate Zhuangzis point with an example.
Suppose I were giving a lecture and referred to "this
lectern" in front of me. You, sitting in the
audience, refer to it as "that lectern." If you and I
got into a heated debate over whether it was really
"this lectern" or "that lectern," everyone would
realize that our argument was a pointless verbal
disagreement. From my perspective, it is "this
lectern"; from your perspective, it is "that lectern."
And that is that. (Pardon the expression.)
Similarly, Zhuangzi argues, debates on ethical or
philosophical topics are pointless disagreements over
whether to label this right and that wrong, or this
wrong and that right. Every scheme of labeling is
true relative to its own perspective and false
relative to an alternative one. This makes Zhuangzi
sound like a Western relativist. And some
interpreters have thought this was his whole message.
However, Western relativists often hold that the
recognition of relativity is of only theoretical
interest, since we must eventually go back to using a
conceptual scheme anyway, and -- as Harvard
philosopher Hilary Putnam charmingly put it -- "We
should use somebody elses conceptual scheme?!"
In contrast, Zhuangzi and the Dao de jing seem to
hold out hope of some mystical way of living beyond
all conceptual schemes and the distinctions of
language. After explaining the mutual birth of "this"
and "that," "right" and "wrong," Zhuangzi concludes,
For this reason the sage does not follow this route
but illuminates things with Heavens light. He just
goes along with things. What is this is also that,
and what is that is also this. That is both right and
wrong. This is also both right and wrong. So is
there really a this and a that? Or isnt there any
this or that? The place where neither this nor that
finds its counterpart is called the pivot of the Way.
It may come as a disappointment to many Westerners to
learn that Zhuangzi and the Dao de jing seldom employ
two of the most famous Chinese cosmological terms of
opposition, yin and yang. In their earliest use, yin
and yang refer to the shady and sunny sides of a hill.
Next, they became technical terms in Chinese
medicine. Typical of this use is when Zhuangzi says
of a man wasting away from illness that "his yin and
yang qi were fouled." (Ill explain what qi is a
little later.) Eventually, though, these terms were
used to describe two complementary aspects of any
situation. Day, above, old, masculine, speech,
Heaven, etc. are yang; night, below, young, feminine,
silence, Earth, etc. are yin. (In addition, the
broken and unbroken lines of the Yi Jing were
eventually associated with yin and yang,
respectively.)
The first philosopher to work out a developed
cosmology of yin and yang was apparently Zou Yan (Tsou Yen), who
lived around 300 B.C.E. But even more important in
Zou Yans thought were the wu xing, or "five phases":
wood, metal, fire, water, and earth. These bear a
superficial similarity to Aristotles "four elements":
earth, water, fire, and air. However, the similarity
is largely specious. Aristotle, following a long
tradition in Greek philosophy, was concerned with the
question of what the fundamental constituents of
material objects were. The four elements were
Aristotles answer to this question. (It is probably
no accident that Western scientists were led to pursue
this question over the centuries, leading to the
atomic theory of our own era. If Einstein was the
father of the atomic bomb, Aristotle was its
great-great-grandfather.) However, the question of
what the constituents of material objects are did not
grip early Chinese philosophers to the same extent.
(We might say that the early Greek philosophers were
concerned with what something is, while the early
Chinese philosophers were concerned with how things
are related to each other.) So Zou Yan conceived of
the wu xing not as elements, but as phases that showed
the correlations between an immense range of
phenomena, as in the following samples:
Phase: |
Color: |
Organ: |
Animal: |
Musical Note |
Virtue: |
Direction: |
Season: |
Wood |
Blue-green |
Liver |
Scaly |
Que |
Benevolence |
East |
Spring |
Fire |
Red |
Heart |
Feathered |
Zhi |
Propriety |
South |
Summer |
Earth |
Yellow |
Spleen |
Naked |
Gong |
Faithfulness |
Center |
----- |
Metal |
White |
Lungs |
Furred |
Shang |
Righteousness |
West |
Autumn |
Water |
Black |
Kidneys |
Shelled |
Yu |
Wisdom |
North |
Winter |
Notice that in cases where a correlation with four
items is needed (as with the four compass directions
or the four seasons), earth serves as an uncorrelated
"intermediate" between the other phases.
These correlations are not purely theoretical, but
indicate resonances among phenomena. For example,
Chinese philosophers noted that if a string
corresponding to a certain note is plucked on one
instrument, the corresponding string on a nearby
instrument will begin to vibrate. In addition, a
mirror in the sun (especially if it is concave) can
stimulate the yang of a nearby piece of wood and start
a fire, while a mirror put out at night can respond to
the yin of the moon by drawing water to its surface
(i.e., what we call condensation).
Two aspects of Zou Yans theory made it especially
interesting to rulers in his own time. First, the
phases follow each other in sequence. There were
various sequences, depending on the relevant
correlation being examined, but Zou Yan was
particularly interested in the "overcoming sequence":
earth is overcome by wood (because trees grow out of
it), wood is overcome by metal (because axes cut down
trees), metal is overcome by fire (which melts it),
fire is overcome by water (which extinguishes it), and
water is overcome by earth (which absorbs it), thereby
starting the cycle again. Second, royal dynasties
were associated with particular phases, and there was
a widespread sense in Zou Yans era that the current
Zhou Dynasty was on its last legs. (It would, in
fact, last less than a century after Zou Yans time.)
Now, the Zhou Dynasty was correlated with the fire
phase and the color red (among other things).
Consequently, the wise would-be king would associate
himself with the water phase, and do things (such as
dressing himself and his court in black) that were
associated with the water phase. (Qin Shihuang Di,
who became ruler of the next dynasty, did exactly
that.)
Unfortunately, we know little about what Zou Yans
views on yin and yang were. However, some time around
200 B.C.E., appendices were written to the Yi Jing
that attempted to present it as a coherent yin-yang
cosmology. According to this cosmology, everything
has its source in an ultimate unity: "Hence, in the
Changes there is the Great Ultimate. This creates the
two Modes" of yin and yang (symbolized by the broken
"- -" and unbroken "---" lines), and "the two Modes
create the four Images" (i.e., the four possible
combinations of two lines, each of which can be either
broken or unbroken). "The yin and yang in alternation
are the Way" of the universe. "That which keeps it
going is goodness. That which brings it to completion
is a things nature. The benevolent see it and call
it benevolent. The wise see it and call it wise."
These brief lines suggest that everything in the
universe has a common source, and exists through the
interplay of complementary opposites. Furthermore,
the pattern of alternating opposition is not (as the
Western science of the Enlightenment would have it)
morally neutral, but has a proper "Way" of moral
development that the virtuous can see and help
propagate. This differs from the view of opposition
suggested by the Dao de jing, in that the goal of the
sage is not to transcend the world of opposition, but
rather to respond appropriately to opposition.
About the same time that the Yi Jing appendices were
being composed, qi (ch'i) came to prominence as a
cosmological concept. This term has been variously
translated: "vital energies," "ether," "material
force," "psychophysical stuff," and others. But there
is no term in English that precisely corresponds to
it. It seems that qi was originally conceived of as
mist and human breath. Since our rate of breathing is
related to our emotions, qi came to refer to a fluid,
found in both the atmosphere and in the body, that is
responsible for ones emotional state. For example,
the Confucian Mengzi spoke of the restorative effect
on a person of breathing the morning qi. Eventually,
though, qi came to mean a sort of spontaneously
moving, tenuous "stuff," which could condense to form
concrete material objects. In the 11th century C.E.,
the philosopher Zhang Zai (Chang Tsai) explicated the Yi Jing using
just such a conception of qi:
The Great Vacuity in which there are no physical forms
is the original substance of the qi. ... The
condensation and dispersal of the qi in the Great
Vacuity is like ice congealing from and melting into
water. Once one understands that the Great Vacuity is
just qi, then one understands that there is no
[absolute] nothingness.
So everything in the universe condenses from an
original, invisible, tenuous qi, and the qi of each
thing eventually disperses and returns again to its
tenuous state. (Creation is, thus, conceived of as an
ongoing process, rather than something that happened
once, "in the beginning.") Zhang held that these
processes occur in accordance with the oppositional
principles explained in the appendices to the Yi Jing.
He used these principles to help explain the
structure of the cosmos:
Earth is pure yin. It congeals and condenses in the
center. Heaven is buoyant yang. It revolves around
the outside. This is the constant substance of Heaven
and Earth. The fixed stars do not move. They
perfectly adhere to Heaven, and unceasingly revolve
with the buoyant yang. The Sun, Moon, and five
planets move in the opposite direction from Heaven,
because they are embraced by the Earth.
Zhangs conception of material objects as condensing
out of qi is paradigmatic of later Chinese thought.
However, the classic synthesis of the yin-yang and
five phases theories was given, not by Zhang Zai, but
by his contemporary Zhou Dunyi (Chou Dun-yi). Zhou based his theory
on the "Diagram of the Great Ultimate," shown below:
Explaining this diagram, Zhou says,
The ultimate of qualitylessness but also the Great
Ultimate! The Great Ultimate moves and creates yang.
Its movement reaches the ultimate and then it is
still. It is still and creates yin. The ultimate of
stillness returns to moving. Moving and stillness in
alternation are the basis for one another. When
divided into yin and yang, the two Modes are
established. Yang transforms and yin harmonizes, and
it creates water, fire, wood, metal, and earth.
The language here is strange to us, but we must not
dismiss the text as gibberish, nor should we give in
to the equally dangerous temptation to revel in the
texts obscurity instead of straining to understand
it.
Here, as in the Yi Jing, the Great Ultimate is the
source of everything in the universe. Zhou tells us
that it is also the ultimate of qualitylessness
(literally, the ultimate of "lacking"). Like Zhang
Zais Great Vacuity, this is not pure nothingness, but
is rather the original state of qi in its
undifferentiated unity. (This is represented in the
diagram by the empty circle at the top.)
Spontaneous movement in this great unity is yang.
However, every state tends to transform into its
opposite. (As the Dao de jing put it, "Turning back
is how the Way moves.") Consequently, the movement
will eventually reach an ultimate point, after which
it will become still. This stillness is yin.
Following the same pattern of return, the stillness
will ultimately begin to move again, so that movement
and stillness become the basis for one another. (This
is represented in the diagram by the second circle,
with concentric semicircles of alternating black and
white.)
Zhou says that, after the two Modes of yin and yang
are established, the five phases are created. We know
from the Yi Jing that the two Modes combine to produce
the four Images, so Zhou probably thought of the
phases as being created according to the following
standard correlation:
|
||||
WOOD |
FIRE |
EARTH |
METAL |
WATER |
Since Zhou was explaining the origin of the universe,
he most likely assumed that the phases were linked in
the "production sequence" (rather than the "overcoming
sequence" used by Zou Yan). Note that the lines on
the diagram mirror the sequence of the phases: earth
produces metal (since metal is mined from the earth),
metal produces water (because it liquifies when
heated), water produces wood (since it stimulates it
to grow), wood produces fire (since it burns), and
fire produces earth again (in the form of ash).
Zhou explains the bottom two circles in the diagram
by appealing to the qian and kun hexagrams of the Yi
Jing. Qian consists of only unbroken lines;
consequently, it is the ultimate of yang and of
masculinity (among other things). Kun (which we
encountered above) is composed only of broken lines;
consequently, it is the ultimate of yin and of
femininity.
The way of qian brings masculinity to completion; the
way of kun brings femininity to completion. These two
qi influence one another and transformatively create
the myriad creatures. The myriad creatures
continually reproduce, and their transformations are
limitless. But it is only humans who obtain what is
excellent and most perspicacious. For as soon as
their form is alive their spirit manifests
intelligence.
Thus femininity and masculinity, working as
complementary contraries, produce the living things of
the world. And humans are the most exalted of living
things, because they are endowed with the greatest
understanding. But with the honor of being human
comes a responsibility to live up to our potential,
and to live in harmony with one another and with the
natural world around us. As Zhou and his fellow
Confucians knew, most of us do fail to do so -- and
that is a tragedy.
Zhou Dunyi gave traditional Chinese thought a
brilliant synthesis of cosmology and ethics, based on
a view of complementary opposition, and drawn from
sources as diverse as the Yi Jing, Zou Yans five
phases theory, the Dao de jing, and Confucian ethics.
It is no wonder that his views became so influential.
But was their influence always a good one? Joseph
Needham was a great scientist-historian who applauded
the many achievements of Chinese science: the
compass, gunpowder, and movable type were all in use
in China long before they were in the West. However,
Needham dismissed correlative cosmologies like that of
Zhou Dunyi as "psuedo-science." Part of the problem
is that the five phases theory is so flexible that it
can accommodate anything. This might seem to be a
strength. However, science often advances when a
theory makes predictions that are shown to be false
and we are forced to develop a new theory to
accommodate the recalcitrant evidence. (The problems
that Aristotelian physics faced in explaining
projectile motion led to the theories of Galileo and
Newton.) A cosmology like that of Zhou Dunyi that can
encompass nearly any outcome does not similarly force
innovation.
Zhou Dunyis cosmology could and did lead to
ennobling views of ethics, though. Zhang Zai wrote
the famous "Western Inscription," an ethical manifesto
based on a cosmological view similar to Zhou Dunyis:
Qianis the father; kun is the mother. And I, this
tiny thing, dwell enfolded in Them. Hence, what fills
Heaven and Earth is my body, and what rules Heaven and
Earth is my nature. The people are my siblings, and
all living things are my companions. My Ruler is the
eldest son of my parents, and his ministers are his
retainers. To respect those great in years is the way
to "treat the elderly as elderly should be treated."
To be kind to the orphaned and the weak is the way to
"treat the young as young should be treated." The sage
harmonizes with Their Virtue; the worthy receive what
is most excellent from Them.
All under Heaven who are tired, crippled, exhausted,
sick, brotherless, childless, widows or widowers --
all are my siblings who are helpless and have no one
else to appeal to. To care for them at such times is
the practice of a good son. To be delighted and
without care, because trusting Them, is the purest
filial piety. ...
Riches, honor, good fortune, and abundance shall
enrich my life. Poverty, humble station, care, and
sorrow shall discipline me to fulfillment. Living, I
compliantly serve Them; dead, I shall be at peace.
We would do well to try to live up to Zhang Zais
ethical vision.
As we have seen, the Chinese philosophical tradition
shows constant and complicated development (in
contrast with the stereotype of Chinese culture as
monolithic and static). However, this gradual
development was interrupted by a violent rupture in
the 19th century, when China was brutally and
decisively defeated by Great Britain in the Opium War.
Confidence in indigenous Chinese philosophy
deteriorated and the last Chinese dynasty broke down
as China was, in the words of one diplomat, "carved up
like a melon" by foreign powers. Eventually, Mao
Zedong (Mao Tse-tung) led the Chinese communists to
victory, and re-established China as a strong,
independent power. Traditional Chinese thought was
condemned as a remnant of "feudalism." However, it is
impossible to make a complete break with the past.
Liu Shaoqi, a brilliant communist philosopher, applied
Confucian ethical self-cultivation philosophy to the
problem of producing good Communist Party members. In
addition, the official philosophy of "Mao-Zedong-thought" contains
surprisingly many elements of traditional views on opposition.
For example, in his essay, "On Contradiction," Mao
makes a number of familiar claims: everything in the
universe is characterized by a tension between
opposites; these opposites are mutually dependent;
they co-exist in one entity; they transform into one
another. But these traditional-sounding claims are
used as the basis for Marxist political analyses. For
example, traditional Chinese society is characterized
by the opposition between the landowner class and the
peasant class; neither class would exist without the
other; together they constitute traditional society;
but after the land reforms the peasant class becomes
the landowners, and the landowners become
dispossessed.
Ironically, the greatest contradiction under Maos
rule was that between his lofty rhetoric and his harsh
exercise of power. He preached, "Let a hundred
flowers bloom; let a hundred schools of thought
contend," yet he oppressed those who dared disagree
with him. "On Contradiction" warns against dogmatism,
but Maos inflexible adherence to unrealistic
agricultural and industrial policies led to economic
disaster and widespread starvation. It is significant
that Liu Shaoqi, who preached ethical cultivation, was
publicly humiliated and forced to recant during the
Cultural Revolution.
More than twenty years after Maos unlamented death,
China is still a land of contradiction. This was
brought home to me on a recent visit to China. In
this officially Marxist country, I walked into a mall
filled with upscale stores. I felt strangely at home
amid the bustling crowd of shoppers wearing
Western-style clothing. But a display in a toy store
caught me off-guard. It was a detailed model, made
out of Lego® blocks, of a May Day military parade in
front of the Gate of Heavenly Peace.
China today is a country in which yuppies with cell
phones walk beside horse-drawn carts led by poor
farmers from the countryside; a nation in which
cabdrivers freely express their opinions on any topic
to foreign visitors, while all publications are
censored. What philosophy will guide China through
these contradictions and into the 21st century? I
asked several leading Chinese intellectuals this
question. One told me that traditional Chinese
thought was as irrelevant as Marxism to China today,
since neither had any hold on the minds of most
people. But another told me of the recent founding of
a university dedicated to the study and propagation of
Confucianism.
It seems that the contradictions will never cease.
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For Further Reading